-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J61p0gNWfuDmgk883w3iWbgU3EXz2NRkl3HIeQ2Aslg9gBeyUiWfjzYx1IVB9kJJ 3l5LXeMq568osuBx/zbu9A== 0001200876-08-000032.txt : 20080213 0001200876-08-000032.hdr.sgml : 20080213 20080213120003 ACCESSION NUMBER: 0001200876-08-000032 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 GROUP MEMBERS: CAPSTREET GP II, LP GROUP MEMBERS: GEORGE B. KELLY, GROUP MEMBERS: THE CAPSTREET GROUP, LLC, SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Switch & Data Facilities Company, Inc. CENTRAL INDEX KEY: 0001371011 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 593641081 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83517 FILM NUMBER: 08602346 BUSINESS ADDRESS: STREET 1: 1715 NORTH WESTSHORE BOULEVARD STREET 2: SUITE 650 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-207-7700 MAIL ADDRESS: STREET 1: 1715 NORTH WESTSHORE BOULEVARD STREET 2: SUITE 650 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: Switch & Data, Inc. DATE OF NAME CHANGE: 20060801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CapStreet II LP CENTRAL INDEX KEY: 0001388849 IRS NUMBER: 760632912 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 6110 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-332-2700 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 6110 CITY: HOUSTON STATE: TX ZIP: 77002 SC 13G 1 capstr.htm CAPSTR kelly13g

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED

PURSUANT TO RULES 13d-1 (b), (c) and (d) AND AMENDMENTS

THERETO FILED PURSUANT TO RULE 13d-2 (b)*

 

 

 

 

 

Switch & Data Facilities Company, Inc.

 
    (Name of Issuer)    

 

 

 

 

Common Stock

   
    (Title of Class of Securities)    

 

 

871043 10 5

(CUSIP Number)

 

 

 

 

December 31, 2007

   
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

  [   ]  Rule 13d-1(b)      
  [   ]  Rule 13d-1(c)      
  [ x ]  Rule 13d-1(d)      

 

                            

 

 

 

*   The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 


CUSIP No. 871043105    Page 2 of 9

 

  1  

NAMES OF REPORTING PERSONS

 

               George Kelly

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  

(b)  

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

              5,000

   
 

  6    SHARED VOTING POWER

 

              6,822,035

   
 

  7    SOLE DISPOSITIVE POWER

 

               5,000

   
 

  8    SHARED DISPOSITIVE POWER

 

             6,822,035

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

           6,827,035

 
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            N/A

 

 

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

             20.1%

   
12  

TYPE OF REPORTING PERSON

 

            IN

 

 

*  

 

   

 


CUSIP No. 871043105      Page 3 of 9

 

  1  

NAMES OF REPORTING PERSONS

 

 

               The CapStreet Group, LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

           DE

   
size=2>
   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

              0

   
 

  6    SHARED VOTING POWER

 

              6,822,035

   
 

  7    SOLE DISPOSITIVE POWER

 

             0

   
 

  8    SHARED DISPOSITIVE POWER

 

             6,822,035

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,822,035

   
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            N/A

 

 

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

             20.1%

   
12  

TYPE OF REPORTING PERSON

 

            OO

   

 

*  

 


CUSIP No. 871043105      Page 4 of 9

 

  1  

NAMES OF REPORTING PERSONS

 

 

               CapStreet GP, II, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            DE

   
   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

              0

   
 

  6    SHARED VOTING POWER

 

              6,821,621

   
 

  7    SOLE DISPOSITIVE POWER

 

             0

   
 

  8    SHARED DISPOSITIVE POWER

 

             6,821,621

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,821,621 

   
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            N/A

 

 

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

             20.1%

   
12  

TYPE OF REPORTING PERSON

 

             PN

   

 

*  

 


CUSIP No. 871043105      Page 5 of 9

 

  1  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)

 

               CapStreet II, LP

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            DE

   
   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

              0

   
 

  6    SHARED VOTING POWER

 

              6,821,621

   
 

  7    SOLE DISPOSITIVE POWER

 

             0

   
 

  8    SHARED DISPOSITIVE POWER

 

             6,821,621

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,821,621 

   
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            N/A

 

 

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

             20.1%

   
12  

TYPE OF REPORTING PERSON

 

            OO

   

 

*  

 


CUSIP No. 871043105      Page 6 of 9

 

       
Item 1  

(a)

   Name of Issuer:      
     Switch & Data Facilities Company, Inc.      
Item 1  

(b)

   Address of Issuer's Principal Executive Offices:      
    

 1715 North Westshore Boulevard, Suite 650   

Tampa, Florida  33607

     
Item 2  

(a)

   Name of Persons Filing:      
     (i)   George B. Kelly ("Kelly")      
        (ii)   The CapStreet Group, LLC ("CS Group")        
        (iii)   CapStreet GP II, L.P. ("CS GP")        
        (iv)   CapStreet II, L.P. ("CS II")        
Item 2  

(b)

   Address of Principal Business Office of the Reporting Persons:      
    

(i) As to Kelly: 1715 North Westshore Boulevard, Suite 650, Tampa, Florida 33607

     
    

(ii) As to CS Group: 600 Travis, Suite 6110, Houston, Texas  77002

     
    

(iii) As to CS GP: 600 Travis, Suite 6110, Houston, Texas  77002

     
    

(iv) As to CS II: 600 Travis, Suite 6110, Houston, Texas 77002

     
Item 2  

(c)

  

Citizenship

 

See Item 4 of the cover pages to this Schedule 13G,

which are incorporated hereby by reference.

       
                   
                   
Item 2  

(d)

  

Title of Class of Securities

         
          Common Stock          

 

 

 

 

 

 

 

 

 

 

 

Item 2  

(e)

  

CUSIP Number:

         
          871043 10 5          
                     
       

 

       

 


CUSIP No. 871043105      Page 7 of 9

 

       

 

Item 3.   If this statement is filed pursuant to sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    [  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)     [  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    [  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    [  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)     [  ]    An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E).
  (f)    [  ]    An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
  (g)   

[  ]

   A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G).
  (h)   

[  ]

   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)   

[  ]

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)   

[  ]

   Group, in accordance with section 240.13d-1(b)(1)(ii)(J).

 

Item 4.    Ownership.      
  (a)

 Amount beneficially owned:                       

See Item 9 of each of the cover pages to this Schedule 13G,

which are incorporated herein by reference.

     

 

 

 

 

 

 

 

  (b)

 Percentage of class:                         

See Item 11 of each of the cover pages to this Schedule 13G, which are incorporated herein by reference.      
    The number of shares reported and the calculation of percentages referenced herein are based on the shares beneficially owned as of December 31, 2007 and based on the Company's Quarterly Report on Form 10-Q for the quarterly period ending September 30, 2007 which indicated that the Company had 33,907408 total shares of Common Stock issued and outstanding as of September 30, 2007.      
 

(c)

 

Number of Shares as to which the person has:

 

See Item 5 through 8 of each of the cover pages to this Schedule 13G, which are incorporated herein by reference.

 

     
   

(i) Sole power to vote or to direct the vote: __

     
   

(ii) Shared power to direct the vote: __

     
   

(iii) Sole power to direct the disposition vote: __

     
   

(iv) Shared power to direct the disposition: __

     

 

Item 5.    Ownership of Five Percent or Less of a Class.   
     If this statement is being filed to report the act that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
  

The shares reported herein include:

(a) 4,814,563 shares held in the name of CS II; 589,409 shares held in the name of CapStreet Parallel II LP; and 1,417,649 shares in the name of CapStreet Co-Investment II-A, are deemed to be owned by each of the reporting persons.

(b) 414 shares held in the name of CS Group are deemed to be owned by Kelly.

(c) 5,000 shares subject to options that are currently exercisable are held by Kelly. 

     


CUSIP No. 871043105      Page 8 of 9

 

       
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
  

Not Applicable.

Item 8.    Identification and Classification of Members of the Group.      
   Not Applicable.      
Item 9.    Notice of Dissolution of Group.      
   Not Applicable.      
Item 10.    Certification.      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      

 

SIGNATURES

After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

  CAPSTREET II, L.P.
    By:  CapStreet GP II, L.P., its general partner
  By: /s/George Kelly         By:  The CapStreet Group, LLC, its general partner  
       George Kelly                
        By:  /s/ Katherine L. Kohlmeyer  
          Katherine L. Kohlmeyer,
          Chief Financial Officer
                   
    CAPSTREET GP II, L.P.  
    By:  The CapStreet Group, LLC, its general partner
                   
      By:  /s/ Katherine L. Kohlmeyer    
        Katherine L. Kohlmeyer,    
        Chief Financial Officer    
                   
    THE CAPSTEET GROUP, LLC    
                   
    By:  /s/ Katherine L. Kohlmeyer    
      Katherine L. Kohlmeyer,      
      Chief Financial Officer      
                   
                   

 


CUSIP No. 871043105      Page 9 of 9

EXHIBIT 99.1
JOINT FILING AGREEMENT
February 13, 2008
     Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this Joint Filing Agreement as an exhibit thereto. This Joint Filing Agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
     IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this Joint Filing Agreement to be executed and effective as of the date first written above.
  CAPSTREET II, L.P.
    By:  CapStreet GP II, L.P., its general partner
  By: /s/ George Kelly       By:   The CapStreet Group, LLC, its general partner
       George Kelly              
        By:  /s/ Katherine L. Kohlmeyer___
          Katherine L. Kohlmeyer,
          Chief Financial Officer
                   
    CAPSTREET GP II, L.P.  
    By:   CapStreet Group, LLC, its general partner
                   
      By:  /s/ Katherine L. Kohlmeyer       
        Katherine L. Kohlmeyer,  
        Chief Financial Officer  
                   
    THE CAPSTEET GROUP, LLC    
                   
    By: /s/ Katherine L. Kohlmeyer       
      Katherine L. Kohlmeyer,  
      Chief Financial Officer  
                   
-----END PRIVACY-ENHANCED MESSAGE-----